All promises and allegations are subject to adjudication, selections may be topic to charm, and no inference is intended, nor need to any inference be comprised of any facts contained herein from any resource.
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From October 2017 until October 2018, the AWC Letter carries on, Mr. Page distributed advertising and marketing elements that contained materially inaccurate information “to over two dozen potential traders.” In addition, he allegedly “exchanged e-mails with numerous potential investors by which he affirmed the precision in the Master Fund’s functionality benefits as set forth inside the Feeder Fund’s promoting resources.” FINRA states that buyers within the Feeder Fund built “7 various investments… totaling roughly $one.
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Page confirmed the amount’s accuracy Even with obtaining data that called the precision on the quantities into query. Consequently, Page violated FINRA Rule 2010.
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